Kin Wa Ngan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wa Ngan (顏建華), a licensed Responsible Officer with CE reference ADT377. Currently licensed at 1 firm(s): AIA Investment Management HK Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2025-10-31 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
RO | Type 9 - Asset management | 2025-10-31 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-28 | 2025-10-31 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2025-10-28 | 2025-10-31 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-08-29 | 2025-07-31 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-05-23 | 2025-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-04-06 | 2007-05-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-04-06 | 2007-05-15 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wa Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.