Kin Chung Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chung Kwok (郭建聰), a licensed Responsible Officer with CE reference ADZ802. Currently licensed at 1 firm(s): Cheong Lee Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 21.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 - Advising on securities | 2010-09-14 | present |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-09-14 | present |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-30 | present |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-06-30 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-03 | 2009-01-15 |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-11 | 2007-05-03 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-11 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-01-15 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Chung Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.