Kelvin Kwok
郭永聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kwok (郭永聰), a licensed former licensee with CE reference AHT200. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 — Asset management | 2022-08-30 | 2024-01-05 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | 2022-06-14 | 2022-08-30 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-21 | 2022-01-01 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-22 | 2022-01-01 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-18 | 2020-10-21 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-15 | 2020-07-22 |
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 — Asset management | 2018-01-24 | 2019-05-17 |
| Horwath Capital Asia Limited 浩華融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-06 | 2004-03-23 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-26 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-26 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-26 |