Francis Kam Pui Lee

李淦培
CE No. AQU393 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Kam Pui Lee (李淦培), a licensed former licensee with CE reference AQU393. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Interactive Brokers Hong Kong Limited
盈透證券香港有限公司
Rep Type 1 — Dealing in securities 2015-05-21 2018-06-21
Interactive Brokers Hong Kong Limited
盈透證券香港有限公司
Rep Type 2 — Dealing in futures contracts 2015-05-21 2018-06-21
Interactive Brokers Hong Kong Limited
盈透證券香港有限公司
Rep Type 3 — Leveraged foreign exchange trading 2015-05-21 2018-06-21
Interactive Brokers LLC
盈透有限公司
Rep Type 1 — Dealing in securities 2008-04-10 2016-12-31
Interactive Brokers LLC
盈透有限公司
Rep Type 2 — Dealing in futures contracts 2008-04-10 2016-12-31
Interactive Brokers LLC
盈透有限公司
Rep Type 3 — Leveraged foreign exchange trading 2008-04-10 2016-12-31

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