Andrew Ollie Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Ollie Brown, a licensed former licensee with CE reference ACZ477. This person has 12.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 |
RO | Type 9 - Asset management | 2019-07-05 | 2022-01-18 |
| Ginseng Capital Advisors Limited | RO | Type 9 - Asset management | 2017-07-25 | 2019-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-06-12 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-06-12 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-12 | 2016-03-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-05-11 | 2011-03-30 |
| Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2006-11-07 | 2008-11-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-08-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Ollie Brown during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.