Andrew Ollie Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Ollie Brown ( ), a licensed former licensee with CE reference ACZ477. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 |
RO | Type 9 — Asset management | 2019-07-05 | 2022-01-18 |
| Ginseng Capital Advisors Limited |
RO | Type 9 — Asset management | 2017-07-25 | 2019-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-06-12 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-06-12 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-12 | 2016-03-08 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2009-05-11 | 2011-03-30 |
| Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2006-11-07 | 2008-11-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-08-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |