Robert Peter Broomhead
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Peter Broomhead ( ), a licensed former licensee with CE reference AYT249. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seiga Asset Management Limited | RO | Type 9 — Asset management | 2022-06-23 | 2024-12-20 |
| Seiga Asset Management Limited | Rep | Type 9 — Asset management | 2021-02-08 | 2022-06-23 |
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 |
Rep | Type 9 — Asset management | 2019-07-25 | 2020-12-31 |
| Harbour Capital Management Limited |
Rep | Type 9 — Asset management | 2012-01-06 | 2019-06-28 |