Pradeep Muthuswamy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pradeep Muthuswamy ( ), a licensed former licensee with CE reference AOI910. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seyon Asset Management Limited 世安資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-15 | 2019-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-13 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-13 | 2015-01-21 |
| Eicher Capital Management Limited |
RO | Type 9 — Asset management | 2013-10-28 | 2014-02-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-22 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-22 | 2013-01-24 |
| Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-12-22 | 2008-11-01 |