Pradeep Muthuswamy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pradeep Muthuswamy, a licensed former licensee with CE reference AOI910. This person has 9.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seyon Asset Management Limited 世安資產管理有限公司 |
RO | Type 9 - Asset management | 2016-08-15 | 2019-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-13 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-13 | 2015-01-21 |
| Eicher Capital Management Limited | RO | Type 9 - Asset management | 2013-10-28 | 2014-02-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-22 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-22 | 2013-01-24 |
| Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-12-22 | 2008-11-01 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Pradeep Muthuswamy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Fong Tat Lam | Seyon Asset Management Limited | 2016–2018 |
| Amberish Rathi | Seyon Asset Management Limited | 2016–2019 |
| Heide Rose-Maria Heiden-Blunt | Seyon Asset Management Limited | 2016–2018 |
| Miranda Yuen Ting Au | Seyon Asset Management Limited | 2016–2018 |
| Andrew Ollie Brown | Cheyne Capital Management (HK) Limited | 2006–2008 |
| Parul Joy Saini | Cheyne Capital Management (HK) Limited | 2007–2008 |
| Jae Hyun Choi | Cheyne Capital Management (HK) Limited | 2007–2008 |
| Jonathan Harry Lourie | Cheyne Capital Management (HK) Limited | 2007–2008 |
| Samir Joshi | Cheyne Capital Management (HK) Limited | 2006–2008 |
| Marc Samuel Jukes | Cheyne Capital Management (HK) Limited | 2006–2007 |
| Fu Ngai Yeung | Cheyne Capital Management (HK) Limited | 2008 |