Samir Joshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samir Joshi, a licensed former licensee with CE reference AOE036. This person has 10.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maso Capital Partners Limited | Rep | Type 9 - Asset management | 2015-07-28 | 2022-08-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-10-03 | 2015-06-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-10-03 | 2015-06-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-10-03 | 2015-06-10 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-09-05 | 2010-06-15 |
| Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-11-15 | 2008-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samir Joshi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.