Lai Kan Lo
羅麗勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Kan Lo (羅麗勤), a licensed former licensee with CE reference APU410. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-15 | 2013-10-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-15 | 2013-10-10 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-15 | 2013-10-10 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-08-15 | 2013-10-10 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-11 | 2013-10-10 |