Kwok Yan Chiu
趙國恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yan Chiu (趙國恩), a licensed former licensee with CE reference ACX687. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-30 | 2018-11-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-06 | 2018-11-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-06 | 2018-11-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-06 | 2018-11-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-06 | 2018-11-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-08-06 | 2018-11-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-22 | 2006-02-26 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-07 | 2005-03-22 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 1 — Dealing in securities | 2003-11-07 | 2004-06-21 |