Fung Lam
林峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Lam (林峰), a licensed former licensee with CE reference AEZ198. This person has 11.6 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TANGSHANG ASSETS MANAGEMENT LIMITED 唐商資產管理有限公司 |
RO | Type 9 - Asset management | 2019-05-14 | 2020-08-31 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-07-25 | 2018-11-10 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 9 - Asset management | 2017-07-25 | 2018-11-10 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-28 | 2017-07-25 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-28 | 2017-07-25 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 - Advising on securities | 2013-10-18 | 2017-06-23 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 - Asset management | 2013-10-18 | 2017-06-23 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 4 - Advising on securities | 2011-09-12 | 2013-10-15 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 9 - Asset management | 2011-09-12 | 2013-10-15 |
| CIAM Capital Management Limited 事安資本管理有限公司 |
RO | Type 4 - Advising on securities | 2011-01-24 | 2011-05-31 |
| CIAM Capital Management Limited 事安資本管理有限公司 |
RO | Type 9 - Asset management | 2011-01-24 | 2011-05-31 |
| Ethk Funds Limited | RO | Type 4 - Advising on securities | 2006-01-09 | 2008-02-16 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2006-01-09 | 2008-02-16 |
| Ethk Funds Limited | Rep | Type 4 - Advising on securities | 2005-12-20 | 2006-01-09 |
| Ethk Funds Limited | Rep | Type 9 - Asset management | 2005-12-20 | 2006-01-09 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 9 - Asset management | 2005-07-29 | 2005-12-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-28 | 2005-12-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2005-04-28 | 2005-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.