Kwok Hung (SFC:ACL451) Ng
吳國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hung (SFC:ACL451) Ng (吳國雄), CE reference ACL451. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-02 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-02 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-27 | 2011-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-05-30 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-29 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-07-15 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-07-15 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-15 | 2011-06-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-04-26 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2011-06-22 |