Tsing Bun Ng
吳清賓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsing Bun Ng (吳清賓), a licensed former licensee with CE reference AFU910. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-21 | 2016-06-08 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-04 | 2011-07-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-20 | 2011-04-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2011-04-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |