Yik Fun Lam
林憶芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Fun Lam (林憶芬), a licensed former licensee with CE reference ACF555. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-11 | 2018-09-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-11 | 2018-09-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-11 | 2018-09-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-24 | 2018-01-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-31 | 2018-01-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-31 | 2018-01-11 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-01 | 2016-10-07 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-09-01 | 2016-10-07 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-09-01 | 2016-10-07 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-19 | 2015-09-01 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-19 | 2015-09-01 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-05-19 | 2015-09-01 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-13 | 2015-04-30 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-13 | 2015-04-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-26 | 2011-12-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-30 | 2010-11-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-19 | 2008-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-06 | 2006-04-14 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-06 | 2006-04-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-08-27 | 2005-05-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-05-18 | 2005-05-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2004-05-18 | 2005-05-04 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | present | 2003-08-16 |