Masashi Maruyama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masashi Maruyama ( ), a licensed former licensee with CE reference ACB305. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-03 | 2012-10-22 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-01-03 | 2012-10-22 |