Kit Han Tai
戴潔嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Han Tai (戴潔嫻), a licensed former licensee with CE reference AWL052. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-15 | 2014-08-25 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-07 | 2014-08-25 |