Hak Kai Ying
應克佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hak Kai Ying (應克佳), a licensed former licensee with CE reference AGA425. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-06 | 2014-11-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-28 | 2014-11-11 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-06 | 2010-11-29 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-01 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-01 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-01 |