Choi Lun Ng
吳采倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choi Lun Ng (吳采倫), a licensed former licensee with CE reference ANM042. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-08 | 2018-07-03 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-31 | 2017-09-08 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | 2014-06-04 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-25 | 2014-06-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-25 | 2014-06-04 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-04 | 2014-01-26 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-05 | 2014-01-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-04-29 | 2011-06-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-02 | 2011-06-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-02 | 2011-06-18 |