Anderson Chun Fat Choi
蔡俊發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anderson Chun Fat Choi (蔡俊發), a licensed former licensee with CE reference ANA716. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2018-08-16 | 2024-10-04 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-22 | 2018-07-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-12-22 | 2018-07-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-22 | 2018-07-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-12-22 | 2018-07-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-28 | 2017-12-22 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-28 | 2017-12-22 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-15 | 2010-05-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-25 | 2010-05-01 |
| orientiert International Markets Limited | Rep | Type 4 — Advising on securities | 2008-12-02 | 2008-12-31 |
| orientiert International Markets Limited | Rep | Type 9 — Asset management | 2008-12-02 | 2008-12-31 |
| orientiert International Markets Limited | Rep | Type 1 — Dealing in securities | 2008-11-01 | 2008-12-31 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-30 | 2008-10-22 |