Paul Fraser Dunning
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Fraser Dunning, a licensed former licensee with CE reference ANI724. This person has 0.8 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FRM Hong Kong Limited | RO | Type 9 - Asset management | 2009-01-09 | 2009-03-10 |
| FRM Hong Kong Limited | RO | Type 1 - Dealing in securities | 2008-05-14 | 2009-03-10 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Fraser Dunning during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Robin Malcolm Duxfield | FRM Hong Kong Limited | 2008–2009 |
| Margaux Joy Engelbrecht | FRM Hong Kong Limited | 2008–2009 |
| Lindsay Sarah Jones | FRM Hong Kong Limited | 2008–2009 |
| Katrina Yuet Ming Kong | FRM Hong Kong Limited | 2008–2009 |
| King Lun Au | FRM Hong Kong Limited | 2008–2009 |
| Clive Richard Peggram | FRM Hong Kong Limited | 2009 |
| Patric Michel Wynne de Gentile-Williams | FRM Hong Kong Limited | 2009 |
| Neil Lawrence Mason | FRM Hong Kong Limited | 2009 |