Nim Joel Lu
盧念祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Joel Lu (盧念祖), a licensed former licensee with CE reference ACG228. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2012-09-25 | 2016-07-29 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2012-09-25 | 2016-07-29 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-06-20 | 2012-09-25 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2012-06-20 | 2012-09-25 |