Wai Leung (SFC:ABQ114) Chu
朱偉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung (SFC:ABQ114) Chu (朱偉良), CE reference ABQ114. Currently licensed at 1 firm(s): Silverbricks Securities Company Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-03 | present |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-05-03 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-15 | 2022-01-21 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-15 | 2022-01-21 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-25 | 2019-03-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-25 | 2019-03-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2017-09-29 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-10 | 2017-09-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2015-02-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-18 | 2015-02-11 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2015-02-11 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-09 | 2015-02-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2009-10-31 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2009-10-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-07 | 2009-10-31 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-07 | 2009-10-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-26 | 2005-09-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-26 | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-26 | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-22 | 2005-09-30 |