Yick Ki Tsui
徐奕基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yick Ki Tsui (徐奕基), a licensed former licensee with CE reference AEI102. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-05 | 2011-06-14 |
| iBest Securities Company Limited | RO | Type 1 — Dealing in securities | 2010-10-05 | 2011-06-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-29 | 2010-10-05 |
| iBest Securities Company Limited | Rep | Type 1 — Dealing in securities | 2010-07-29 | 2010-10-05 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2010-06-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-08 | 2009-07-18 |
| iBest Securities Company Limited | RO | Type 1 — Dealing in securities | 2006-05-08 | 2009-07-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-16 | 2006-05-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-04 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-12 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-12 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |