Sui Keung Chiu
趙瑞強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Keung Chiu (趙瑞強), a licensed former licensee with CE reference ADZ607. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-24 | 2009-08-24 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-08-01 | 2009-04-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-26 | 2009-04-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-26 | 2009-04-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-18 | 2007-01-26 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-18 | 2007-01-26 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-01-05 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2007-01-06 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-01-05 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 9 — Asset management | present | 2007-01-06 |