Josaphat Chi Chung Lui
呂志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josaphat Chi Chung Lui (呂志聰), CE reference AAD557. Currently licensed at 1 firm(s): Silver Nile Global Investments Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-01 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-01 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-04 | 2025-06-30 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-04 | 2025-06-30 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-01 | 2023-05-04 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-01 | 2023-05-04 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-22 | 2017-10-05 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 — Advising on securities | 2017-03-22 | 2017-10-05 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2007-04-26 | 2016-11-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-03 | 2007-04-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-03 | 2007-04-01 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-02-13 | 2004-12-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-12-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 9 — Asset management | present | 2004-02-13 |