Chau Wan Kwok
郭秋雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Wan Kwok (郭秋雲), a licensed former licensee with CE reference ABF872. This person has 7.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-07 | 2013-12-17 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-02 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chau Wan Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.