Alan Sze Fat Pau
包士發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Sze Fat Pau (包士發), a licensed former licensee with CE reference AAP362. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | present | 2022-03-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2022-03-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |