Chiu Ying Lau
劉肖英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Ying Lau (劉肖英), a licensed former licensee with CE reference AFS972. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-24 | 2022-08-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-24 | 2022-08-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-11-11 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2006-11-11 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |