Kwan Pik Charlotte Chu
朱君璧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Pik Charlotte Chu (朱君璧), a licensed Representative with CE reference BWI357. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 1.4 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-06-16 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2025-06-16 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Pik Charlotte Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.