Lok Yi Tang
鄧樂宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yi Tang (鄧樂宜), a licensed Representative with CE reference BTY067. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 3.0 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-07-14 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2023-07-14 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Yi Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.