Olivia Caroline Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivia Caroline Smith, a licensed Representative with CE reference BTN095. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 3.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-02-13 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-02-13 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-02-13 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2026-02-13 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2026-02-13 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-01 | 2025-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Olivia Caroline Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.