Yichun Duan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichun Duan (段詒純), a licensed Representative with CE reference BQQ797. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 5.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-12-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2022-12-09 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2022-12-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2022-12-09 | present |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-19 | 2022-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yichun Duan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.