Gautier J.D. Servais

CE No. BFO128 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gautier J.D. Servais, a licensed former licensee with CE reference BFO128. This person has 6.2 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
RO Type 2 - Dealing in futures contracts 2017-01-18 2022-12-18
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2016-12-06 2017-01-18
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 1 - Dealing in securities 2015-06-03 2015-07-31
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 2 - Dealing in futures contracts 2015-06-03 2015-07-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gautier J.D. Servais during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Roestam Effendi Bin Bachtiar HSBC Broking Futures (Hong Kong) Limited 2016–2022
Adrian Kwok Kuen Cheung HSBC Broking Futures (Hong Kong) Limited 2016–2022
Suet Yee Cheung HSBC Broking Futures (Hong Kong) Limited 2016–2022
Wing Chi Shen HSBC Broking Futures (Hong Kong) Limited 2016–2022
Chin Chung Ip HSBC Broking Futures (Hong Kong) Limited 2016–2022
Carol Kuan HSBC Broking Futures (Hong Kong) Limited 2016–2022
Tsz Cheuk Wong HSBC Broking Futures (Hong Kong) Limited 2016–2022
Jeremy David Steen HSBC Broking Futures (Hong Kong) Limited 2017–2022
Antony John Shaw HSBC Broking Futures (Hong Kong) Limited 2016–2022
Wa Pan Lam HSBC Broking Futures (Hong Kong) Limited 2017–2022
Dart Yan Chong HSBC Broking Futures (Hong Kong) Limited 2018–2022
Yuen Leung Shek HSBC Broking Futures (Hong Kong) Limited 2018–2022
Nicola Pantone HSBC Broking Futures (Hong Kong) Limited 2016–2021
Moushumi Roy HSBC Broking Futures (Hong Kong) Limited 2018–2022
Richard William Leslie Gallagher HSBC Broking Futures (Hong Kong) Limited 2016–2021
Victor Li HSBC Broking Futures (Hong Kong) Limited 2017–2021
Nicholas Paul Marcelle HSBC Broking Futures (Hong Kong) Limited 2018–2022
Peter Chun Chung Ku HSBC Broking Futures (Hong Kong) Limited 2018–2022
Chi To Fung HSBC Broking Futures (Hong Kong) Limited 2019–2022
Siu Chung Chan HSBC Broking Futures (Hong Kong) Limited 2016–2022
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