Gautier J.D. Servais
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gautier J.D. Servais ( ), a licensed former licensee with CE reference BFO128. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-01-18 | 2022-12-18 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-06 | 2017-01-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-03 | 2015-07-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-03 | 2015-07-31 |