Jeremy David Steen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy David Steen ( ), a licensed former licensee with CE reference BHR493. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-26 | 2024-07-31 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-07 | 2024-07-31 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-22 | 2017-11-07 |