Xi Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Chen (陳熙), a licensed Responsible Officer with CE reference BPA221. Currently licensed at 2 firm(s): China Sunrise Securities (International) Limited, China Sunrise Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-23 | present |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-12-23 | present |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 - Advising on securities | 2022-12-23 | present |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-25 | present |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-18 | 2022-12-23 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-18 | 2022-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.