Philip Han Wen Wu
吳翰文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Han Wen Wu (吳翰文), a licensed Representative with CE reference BOM514. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Active regulated activities: Type 9 - Asset management. This person has 5.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 - Asset management | 2025-08-01 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-11-13 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2020-11-13 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-06-28 | 2019-07-07 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Han Wen Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tomoya Minaki | Pleiad Investment Advisors Limited | 2025–present |
| Yang Sun | Pleiad Investment Advisors Limited | 2025–present |
| Dawei Wang | Pleiad Investment Advisors Limited | 2025–present |
| Ruimin Zheng | Pleiad Investment Advisors Limited | 2025–present |
| Shin Ehara | Pleiad Investment Advisors Limited | 2025–2026 |
| Natalie Kuen Ning Ie | Pleiad Investment Advisors Limited | 2025–present |
| Kenneth Sea Leong Lee | Pleiad Investment Advisors Limited | 2025–present |
| Masaki Taniguchi | Pleiad Investment Advisors Limited | 2025–present |
| Michael Stephen Yoshino | Pleiad Investment Advisors Limited | 2025–present |