Mario Koesoemo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mario Koesoemo, a licensed former licensee with CE reference BOD638. This person has 7.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-09-25 | 2026-06-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-09-25 | 2026-06-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-09-25 | 2026-06-05 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-09-25 | 2026-06-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-28 | 2023-08-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-02-28 | 2023-08-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-28 | 2023-08-15 |