Chan Wa Lao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chan Wa Lao (留振華), a licensed Responsible Officer with CE reference BNQ515. Currently licensed at 2 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED, AXA Investment Managers Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2026-06-02 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 - Asset management | 2026-03-26 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-12 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2024-12-12 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-12-12 | 2026-06-30 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2024-12-12 | 2026-06-30 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-28 | 2024-12-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-04-28 | 2024-12-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2022-04-28 | 2024-12-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2022-04-28 | 2024-12-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-10-15 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-15 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-15 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2018-10-15 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-10-15 | 2022-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chan Wa Lao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.