Seong Leol Sim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seong Leol Sim, a licensed Representative with CE reference BNK488. Currently licensed at 1 firm(s): Y-Intercept (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 7.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-03-14 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-08-24 | 2024-10-03 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-24 | 2024-10-03 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Seong Leol Sim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.