Ho Yin Horace Yau
邱浩研
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Horace Yau (邱浩研), a licensed Representative with CE reference BNH224. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 7.7 years of SFC licence history. Total licence records on file: 8.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-07-14 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-07-14 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-07-14 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2026-07-14 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2022-08-02 | 2026-04-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-07-31 | 2026-04-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-31 | 2026-04-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-31 | 2026-04-14 |