Tze Fung Doris Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Fung Doris Fan, a licensed former licensee with CE reference BNE462. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-12 | 2018-11-02 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-12 | 2018-11-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tze Fung Doris Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.