David Luce Cermak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Luce Cermak, a licensed former licensee with CE reference BIV177. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-15 | 2019-12-02 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-15 | 2019-12-02 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-14 | 2019-05-15 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 - Advising on securities | 2017-02-14 | 2019-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Luce Cermak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.