David Luce Cermak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Luce Cermak ( ), a licensed former licensee with CE reference BIV177. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-15 | 2019-12-02 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-15 | 2019-12-02 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-14 | 2019-05-15 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 — Advising on securities | 2017-02-14 | 2019-05-15 |