Shing Him Ngan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Him Ngan (顏承謙), a licensed Representative with CE reference BMW898. Currently licensed at 1 firm(s): SoFi Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-09-03 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-09-03 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-05-14 | 2022-11-25 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-05-14 | 2022-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Him Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.