Lei Liu
劉蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Liu (劉蕾), a licensed former licensee with CE reference BMW156. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-14 | 2019-11-05 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 9 - Asset management | 2018-11-14 | 2019-11-05 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Lei Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Jing Jin | CCB Securities Limited | 2018–2019 |
| Ting Zhang | CCB Securities Limited | 2018–2019 |
| Wai Sum Tam | CCB Securities Limited | 2018–2019 |
| Jianjia Ying | CCB Securities Limited | 2018–2019 |
| He Zhao | CCB Securities Limited | 2018–2019 |
| Tat Kin Cheng | CCB Securities Limited | 2018–2019 |
| Michelle Ka Yee Wan | CCB Securities Limited | 2018–2019 |
| Sai Cheong Li | CCB Securities Limited | 2018–2019 |
| Ka Lok Yan | CCB Securities Limited | 2018–2019 |
| Yongning Jiang | CCB Securities Limited | 2018–2019 |
| Jieli Wu | CCB Securities Limited | 2018–2019 |
| Shanshan Chen | CCB Securities Limited | 2018–2019 |
| Chutian Tao | CCB Securities Limited | 2018–2019 |
| Zhe Yi | CCB Securities Limited | 2019 |
| Ka Yee Ho | CCB Securities Limited | 2018–2019 |
| Lai Ha Lau | CCB Securities Limited | 2018–2019 |
| Zhiqiu Xie | CCB Securities Limited | 2019 |