Charlie Yveline Jeanne Ong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlie Yveline Jeanne Ong, a licensed Responsible Officer with CE reference BLG082. Currently licensed at 1 firm(s): Augventive Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Augventive Limited | RO | Type 4 - Advising on securities | 2023-09-04 | present |
| Augventive Limited | RO | Type 9 - Asset management | 2023-09-04 | present |
| AOP Capital Limited | Rep | Type 4 - Advising on securities | 2020-07-03 | 2023-08-31 |
| AOP Capital Limited | Rep | Type 9 - Asset management | 2020-05-21 | 2023-08-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2019-02-13 | 2019-11-02 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2019-02-13 | 2019-11-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2017-10-18 | 2018-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charlie Yveline Jeanne Ong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.