Pui Yin Chan
陳沛言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yin Chan (陳沛言), a licensed former licensee with CE reference BJG225. This person has 5.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-05 | 2022-10-17 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-05 | 2022-10-17 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2020-09-14 | 2022-10-17 |
| Alliance Asset Management Limited 同人資産管理有限公司 |
Rep | Type 9 - Asset management | 2018-04-11 | 2020-09-06 |
| DES Asset Management Limited |
Rep | Type 9 - Asset management | 2017-04-18 | 2018-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.