Yi Chen Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Chen Wu (吳乙辰), a licensed Responsible Officer with CE reference BIN766. Currently licensed at 1 firm(s): Softech Investment Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-10-28 | present |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 - Asset management | 2021-10-28 | present |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-25 | 2021-10-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-25 | 2021-10-28 |
| Alpha Nova Capital Management Limited | Rep | Type 4 - Advising on securities | 2016-12-21 | 2019-06-24 |
| Alpha Nova Capital Management Limited | Rep | Type 9 - Asset management | 2016-12-21 | 2019-06-24 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Chen Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.