Yin Yu
余音
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Yu (余音), a licensed Responsible Officer with CE reference BID593. Currently licensed at 1 firm(s): Mingze Capital International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mingze Capital International Limited 明澤資本國際有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-08 | present |
| Mingze Capital International Limited 明澤資本國際有限公司 |
RO | Type 4 - Advising on securities | 2025-12-08 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-15 | 2024-06-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-15 | 2024-06-17 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-07 | 2021-05-28 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-07 | 2021-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.