Daniel Thomas Feldmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Thomas Feldmann, a licensed Responsible Officer with CE reference BIB605. Currently licensed at 1 firm(s): APG Asset Management Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APG Asset Management Asia Limited 荷蘭滙盈投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2023-12-19 | present |
| APG Asset Management Asia Limited 荷蘭滙盈投資亞洲有限公司 |
RO | Type 9 - Asset management | 2023-12-19 | present |
| APG Asset Management Asia Limited 荷蘭滙盈投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-16 | 2023-12-19 |
| APG Asset Management Asia Limited 荷蘭滙盈投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2023-01-16 | 2023-12-19 |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2021-12-28 | 2022-12-31 |
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2021-06-30 | 2022-12-31 |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2017-07-24 | 2022-12-31 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 - Advising on securities | 2016-08-29 | 2017-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Thomas Feldmann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.