Hei Yin Arthur Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Yin Arthur Liu (廖希彥), a licensed Representative with CE reference BGQ476. Currently licensed at 1 firm(s): Emperor Corporate Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 9.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-25 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-25 | present |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-17 | 2017-10-01 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-17 | 2017-10-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-21 | 2017-06-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-21 | 2017-06-23 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-21 | 2017-06-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 - Asset management | 2015-12-21 | 2017-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hei Yin Arthur Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.